Pre-IPO and Sarbanes-Oxley Services

The Clearview Risk Advisory team has practical experience managing and implementing SOX programs, many of which were pre-IPO SOX year-one initiatives. With the release of the JOBS Act in 2012, which provides companies filing for an IPO with some reprieve around the SOX compliance, activity in the IPO market has significantly increased.

Our team has an established a five-phase SOX 404 methodology based on the most recent SEC and PCAOB Guidance in combination with the Committee of Sponsoring Organizations of the Treadway Commission (COSO) and Control Objectives for Information and related Technology (CobiT) frameworks.

The Clearview SOX Methodology has been effectively implemented in companies of all sizes and relied on by all “Big Four” audit firms. 

Our methodology is flexibly designed to address emerging growth through large accelerated filer status companies to ensure our Clients’ key controls are “right-sized,” and that their compliance program is executed using a top-down, risk-based approach, as recommended by the SEC and the PCAOB’s Auditing Standard 5 (“AS5”).

Our methodology is frequently reviewed and updated to reflect changes to the SOX compliance landscape and to incorporate successful compliance strategies.

Our Pre-IPO and Sarbanes-Oxley Services include:

  • SOX Outsourcing or Co-Sourcing
  • S-1 Preparation
  • Governance Advisory
  • SEC Reporting Outsourcing or Co-Sourcing
  • Corporate Finance Support
  • Corporate Accounting Support

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